Conduct and Practices Handbook Course (CPH)®
Canadian College of Business, Science & Technology authorize to offers instructor led Conduct and Practices Handbook Course (CPH) ®. The CPH® covers the rules, policies, and by-laws of the provincial securities commissions and the self-regulatory organizations. Learn about standards of conduct and practices when dealing with client accounts and special transactions and products.
Course Material Canadian Insurance Course Volume 1 and Volume 2
CSI® OFFER CERTIFICATE:
This course helps you prepare for the CPH® exam; it is not a substitute for the course itself. To successfully complete the CPH®, you must enrol directly with CSI.
- Please visit www.csi.ca for more details.
- anadian College of Business, Science & Technology is licensed by CSI Global Education Inc. to conduct the CPH preparation seminars. Participants of these seminars will save time in understanding the complex course contents and have a better understanding & receive a certificate upon course completion.
Course Outline:
- The standards of conduct including the "Know Your Client" rule
- Specific self-regulatory organizations' rules governing conduct
- Provincial securities legislation / Guidelines for appropriate dealings with clients
- Ethics theory and application in a securities firm environment
- The Canadian regulatory environment
Disclaimer:
- The trademarks CSC®, CPH®, CIC®, PFP®, ICB®, and IFIC ® are registered trademarks and are owned by CSI Global Education Inc. and they are the sole owner of these trademarks.
